FSA Web Site a Disaster on Guidance
Posted on April 17th, 2008 by Tom Groenfeldt
Which parts of the FSA’s guidance is a firm expected to follow?
That’s what one attorney asked Roseanne Harford, Manager, Strategy and Risk Division – at the FSA during Tuesday’s MiFID Forum in London.
The FSA relies on informal guidance which creates the risk of a soup of materials that firms find difficult to navigate, he said. Is […]
Filed under: Securities & Capital Markets, regulation, risk | No Comments »